Critical Faculty
Rand wrote that the higher animals “possess the faculty of retaining sensations, which is the faculty of perception. A ‘perception’ is a group of sensations automatically retained and integrated by the brain of a living organism, which gives it the ability to be aware, not of single stimuli, but of entities, of things. An animal is guided, not by immediate sensations, but by percepts. Its actions are not single, discrete responses to single, separate stimuli, but are directed by an integrated awareness of the perceptual reality confronting it. It is able to grasp the perceptual concretes immediately present, and it is able to form automatic perceptual associations” (OE, 1961, 19).
Nathaniel Branden maintained that higher animals can engage in perceptual abstractions (Mortimer Adler’s term), which is recognition of a number of sensible particulars as of the same kind. The animal does not have the further, human conceptual power, which entails “identifying explicitly of what the kind consists” (Psy of S-E 1969, 30).
Leonard Peikoff remarked that perceptual similarities are seen by animals, but humans go beyond that. We isolate similar concretes and form concepts standing for an unlimited number of concretes (Phil of Obj, Lecture 4, 1976).
David Kelley wrote that in judging of an object, which one is perceiving, that it is a such-and-such, one “classifies the object on the basis of similarities that have been explicitly isolated and named” (ES, 1986, 219).
Rand wrote that “an animal has no critical faculty; he has no control over the function of his brain and no power to question its content. To an animal, whatever strikes his awareness is an absolute that corresponds to reality—or rather, it is a distinction he is incapable of making: reality to him is whatever he senses or feels” (FNI, 1961, 17). She remarked orally that “an animal does not have the capacity to isolate critically the fact that there is something and he is conscious of it” (ITOE, c.1970, 246). An animal lacks the human ability “to apply introspection to the processes of one’s own consciousness and check them” (256).
In the preceding statements, notice these phrases especially: identifying explicitly /// isolate similar concretes /// explicitly isolated /// isolate critically the fact that there is something.
In their Scientific American article “The Biological Basis of Learning and Individuality” (Sep 1992), Kandel and Hawkins distinguish between two kinds of learning found in animals with nervous systems. Higher animals, including humans, learn in both ways. One kind of learning is called implicit, the other is called explicit.
Habituation, sensitization, and classical conditioning are forms of what is called implicit learning. Such learning “is slow and accumulates through repetition over many trials. It often [viz., classical conditioning] involves association of sequential stimuli and permits storage of information about predictive relations between events” (80). In contrast, “explicit learning is fast and may take place after only one training trial. It often involves association of simultaneous stimuli and permits storage of information about a single event that happens in a particular time and place; it therefore affords a sense of familiarity about previous events” (80). Explicit learning requires consciousness. Explicit learning evidently occurs only in vertebrates; it requires structures in the temporal lobes.
Within the broad category known as explicit learning, there are degrees of explicitness. In Explaining Behavior, Fred Dretske characterizes those degrees: Consider a rat that has learned through operant, or instrumental, conditioning that to obtain food it should press a bar. The rat could reasonably be said to be guided in its behavior by a belief that is relatively implicit. An implicit belief (explicit, but relatively implicit) is applied in fairly narrow circumstances. A fully explicit belief “can enter into combinations with other beliefs to generate a wide range of different actions” (1988, 118).
Prior to the acquisition of language, our beliefs lie in the more implicit zones of explicit learning and belief. Even at the relatively implicit levels of belief guiding a rat’s operantly conditioned behavior, it is possible to err and correct, although it be in a very local way. Nevertheless, I decline to call such beliefs knowledge. I incline to reserve knowledge for beliefs attaining truth where those beliefs are interconnected within and improvable by a critical consciousness holding them. This lies in the more fully explicit zone of explicit belief, a zone not far from linguistically held beliefs of an intact human mind.
Beginning
By day of birth, one had the additional reflexes of pupil dilation, kneejerk, and startle. On that day, one had visual preference for 3-dimensional objects (one perceived something of the 3D of objects), visual discriminations of different static line orientations, visual correction for 3D size constancy under variation of distance and correction for shape constancy under variation of object orientation. One was unable to detect boundaries and unable to fill in invisible parts of objects. One’s visual acuity was poor (probably due to immaturity of both the retina and the visual cortex), and one’s contrast sensitivity was poor.
One’s significant body motions were in alternation with visual attending. One was capable of rough, saccadic tracking, which was not only not smooth, but not anticipatory. One fixed on interesting objects, and perhaps one had some slight control in this; perhaps it was not entirely passive capture. One may have had an early visual preference for faces in tracking. One could imitate two facial movements and one head turn; one could perform these imitations when forced to delay until the model movement was absent.
One’s auditory resolution of pitches and volumes was already pretty good. One had a preference for Mother’s voice over the voice of a stranger, and one could distinguish human language from other auditory input. One was engaged in early head-turning, in the horizontal plane, towards sound sources. As of the time I compiled—a dozen years ago—the developmental time line from which the items here are taken, it was unknown whether the sound source is experienced as outside the head; head-turning had been evoked also by earphones.
Let’s wrap up the first day. One cried when other infants cried. One had auditory recognition memory; retention was for days under conditioning, for 24 hours under habituation. One was sensitive to pain, to touch (coetaneous and active), and to changes in bodily position.
By the end of the second day, one could discriminate Mother’s face from a stranger’s face. One had a preference for infant-directed speech (motherese) over adult-directed speech.
By five days, one engaged in early reaching towards an object in the visual field, reaching that included a preparation for grasping. This reaching and visual detection may be an undifferentiated attention system.
By twelve days, one could imitate three facial (oral) movements and one set of sequential finger movements. By fourteen days, one had a preference for Father’s voice over that of other males. By three weeks, one expected the reappearance of visual objects that were gradually occluded by a moving screen, provided the occlusion time was short.
Through the third week, I don’t think the infant has yet had a percept. She is not yet able to engage in explorations sufficiently controlled, and with enough memory, to have what we would call a percept. Sensory experience, discriminations, detections, responses—but no percepts. If no percepts, then no knowledge in the strict sense.
If the infant in the first couple of days, and even in the first three weeks, has yet to have a percept, do his sensory registrations and preferences, his reaches, and his expectations amount to identifications? Well, yes, she does seem bent on singling things out, especially Mother. It’s just that the strivings and discriminations do not yet coalesce into a percept.
Rand had expressed already in 1957, how she thought about the beginning of the infant’s mind in his first days after delivery. She interpreted the baby as having not yet grasped that A is A. This is the stage “ when a consciousness acquires its initial sensory perceptions and has not learned to distinguish solid objects.” To a baby at this stage, “the world appears as a blur of motion, without things that move—and the birth of his mind is the day when he grasps that the streak that keeps flickering past him is his mother and the whirl beyond her is the curtain, that the two are solid entities and neither can turn into the other . . .” (AS 1040–41)
There was some revision or refinement of Rand’s views on identifications of what between 1957 and 1966. She wrote in the earlier exposition: “The task of [man’s] senses is to give him the evidence of existence, but the task of identifying it belongs to his reason, his senses tell him only that something is, but what it is must be learned by his mind” (1016). To reason as an identifying faculty, Rand would later add the mind’s automatic formation of percepts from sensory inputs. “A percept is a group of sensations automatically retained and integrated by the brain. It is in the form of percepts that man grasps the evidence of his senses and apprehends reality. . . . Percept, not sensations, are the given, the self-evident” (1966, 5). Sensations are parts of the percept, but their integration to form the whole percept has already been accomplished by automatic brain processing. Consciously directed identification proceeds, reason proceeds, upon whatever percepts are possible to us.
By way of speaking truth, and in conformity with Rand’s later view, take the statement “his senses tell him only that something is, but what it is must be learned by his mind” thusly: the telling of the senses is automatic sensory processing up to but not including the automatic formation of percepts. (So for vision, that would include pickup and peripheral processing at the retinas, then preattentive processing [within one-fifth of a second] by LGN, V1–4, and others.) Let “learning by his mind” include some automatic learning, not only volitional, directed learning. However much Rand’s view shifted between ’57 and ’66, it is the latter view that settled as her final, considered picture.
In 1966 Rand added: “The (implicit) concept ‘existent’ undergoes three stages of development in man’s mind. The first stage is a child’s awareness of objects, of things—which represents the (implicit) concept ‘entity’. The second and closely allied sage is the awareness of specific, particular things which he can distinguish from the rest of his perceptual field—which represents the (implicit) concept ‘identity’”(ITOE 6). Only at a third stage are concepts attained, in Rand’s cameo portrait.
“The ability to regard entities as units is man’s distinctive method of cognition, which other living species are unable to follow.
“A unit is an existent regarded as a separate member of a group of two or more similar members. (Two stones are two units; so are two square feet of ground, if regarded as distinct parts of a continuous stretch of ground.) Note that the concept unit involves an act of consciousness (a selective focus, a certain way of regarding things), but that it is not an arbitrary creation of consciousness: it is a method of identification or classification according to the attributes which a consciousness observes in reality. . . . The criterion of classification is not invented, it is perceived in reality. Thus the concept “unit” is a bridge between metaphysics and epistemology: units do not exist qua units, what exists are things, but units are things viewed by a consciousness in certain existing relationships.” (ITOE 6–7)
Leonard Peikoff renders Rand’s idea of an existence-identity sequence in early development on page 12 of OPAR. He refers to this idea of Rand’s as something of a suggestion, and I think that is fair enough.
“The three axioms [axiomatic concepts] are not [implicitly] learned by the developing child simultaneously. ‘Existence’, Miss Rand suggests, is implicit from the start; it is given in the first sensation. To grasp ‘identity’ and (later) ‘consciousness’, however, even in implicit form, the child must attain across a period of months a certain perspective on his mental contents. He must perform, in stages, various processes of differentiation and integration that are not given in the simple act of opening his eyes.
“Before a child can distinguish this object from that one, and thus reach the implicit concept of ‘identity’, he must first come to perceive that objects exist. This requires that he move beyond the chaos of disparate, fleeting sensations with which his conscious life begins; it requires that he integrate his sensations into the percepts of things or objects. . . . At this point, the child has reached, in implicit form, the concept of ‘entity’.”
(The summer after this book was published, I attended a two-week conference at which Dr. Peikoff was presenting a series of lectures. I recall that at the dining hall, he had a little girl in tow. His parental experience of infant development was recent.)
I think Peikoff’s piecing together of Rand’s existence-identity sequence has a certain neatness. He has identity wait for entity, where entity is in the form object (all these notions being only implicitly held, once they are held at all). However, I do not think it is reasonable to have the identity that is at hand with this versus that wait on object (say, four months). There are other existents with their this-versus-that assimilated by the infant mind sooner than that.